Quilter plc is seeking a Firm Compliance Partner for Quilter Financial Planning. The role provides regulatory oversight for a portfolio of appointed representative firms, primarily remote supervision, with occasional travel.
You will own firm governance, attestations, and risk assessments, offering practical guidance while challenging standards when needed. You will review governance, systems, and controls, plan action plans, and monitor progress to completion, supporting onboarding decisions
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Quilter plc, a leading wealth management business, is seeking a Firm Compliance Partner within Quilter Financial Planning.
England
Quilter plc, a leading wealth management business, is seeking a Firm Compliance Partner within Quilter Financial Planning.
London
About the BusinessQuilter plc is a leading wealth management business, helping to enable brighter financial futures for every generation.Quilter…
London
In this role, you will provide regulatory oversight and governance for appointed representative firms within Quilter Financial Planning.
United Kingdom
Quilter Financial Planning is looking for a Regulatory Oversight Manager to deliver regulatory oversight to appointed representative firms across…
United Kingdom
Quilter plc is a leading wealth management business, helping to enable brighter financial futures for every generation.
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