Compliance Manager – Compliance Monitoring & Thematic Reviews (6 Month FTC)
Southampton
Quilter plc is a leading wealth management business, helping to enable brighter financial futures for every generation.
Quilter plc, a leading wealth management business, is seeking a Firm Compliance Partner within Quilter Financial Planning. This home-based role delivers regulatory oversight for a varied portfolio of appointed representative firms, performing governance assessments and attestation reviews to support client outcomes.
You will build relationships with Firm Principals, challenge risks where needed, plan actions with timelines, and contribute to onboarding decisions for new firms, with occasional
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Southampton
Quilter plc is a leading wealth management business, helping to enable brighter financial futures for every generation.
London
Quilter plc is a leading wealth management business, helping to enable brighter financial futures for every generation.
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