Remote Firm Compliance Partner — Regulatory Oversight

England Source: WhatJobs
£80,000–£100,000

Quilter plc, a leading wealth management business, is seeking a Firm Compliance Partner within Quilter Financial Planning. This home-based role delivers regulatory oversight for a varied portfolio of appointed representative firms, performing governance assessments and attestation reviews to support client outcomes.

You will build relationships with Firm Principals, challenge risks where needed, plan actions with timelines, and contribute to onboarding decisions for new firms, with occasional

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Full job description from WhatJobs. Apply for this role →

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