Compliance Analyst

Overview

In this role, you will support Marsh’s Direct Investment Unit with compliance oversight, regulatory guidance, and policy support within a MiFID-regulated environment. You collaborate with Investments, Compliance, and Legal teams to strengthen the compliance framework and manage regulatory change. You act as a trusted adviser, delivering practical, risk-based compliance support and monitoring. The position offers exposure to a broad range of compliance activities in a dynamic, regulated setting with hybrid, office-based work in London.

Pay / Benefits

• professional development opportunities
• meaningful work and supportive leaders
• inclusive culture and collaboration with colleagues
• global scale with diverse career opportunities
• benefits and wellbeing support

Responsibilities

• Serve as a primary point of contact for day-to-day compliance advice to the Direct Investment Unit
• Maintain and oversee compliance registers within the First Line of Defence
• Develop and update compliance policies, manuals, procedures, and training materials
• Conduct compliance monitoring to assess regulatory adherence and internal controls
• Oversee call recording processes with business and technology teams
• Escalate issues and collaborate with Compliance and Legal to implement solutions
• Build strong relationships with the business and provide practical risk-based compliance support
• Identify and manage compliance risks and incidents, and monitor regulatory developments and changes

Key requirements

• University degree or equivalent professional experience
• Strong track record in a UK MiFID-regulated compliance function
• Solid understanding of the UK regulatory landscape and practical interpretation of requirements
• Experience supporting compliance monitoring, regulatory advisory, policy governance, or risk oversight
• Strong organisational skills with ability to manage multiple priorities and deadlines
• Excellent attention to detail and proactive ownership

• Relationship-building with stakeholders across a wide range of business areas
• Pragmatic and commercially minded approach to problem-solving and risk management
• Ability to work independently and within a team
• MiFID knowledge
• Exposure to AIFMD, UCITS or related investment management regulations (advantageous)
• Policy governance, risk oversight and compliance monitoring processes

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