Compliance Associate - Alternative Investment Management

• Support a broad range of compliance activities, including monitoring, KYC, sanctions screening and regulatory projects
• Ideal for someone with 3-5 years' AIFM compliance experience, strong AIFMD knowledge and exposure to MiFID II, UCITS and SMCR

Client Details

A growing alternative investment manager with a strong focus on long-term investment and a collaborative working environment.

Description

• Support the Compliance Monitoring Programme, including testing and remediation of identified issues.
• Review and manage conflicts of interest and day-to-day compliance requests.
• Assist with KYC, identification and sanctions screening.
• Provide regulatory guidance to the wider business.
• Support the development and review of compliance policies and procedures.
• Keep up to date with regulatory developments and support regulatory change projects.
• Build relationships with key internal and external stakeholders

Profile

A successful Compliance Associate should have:

• Have 3-5 years' compliance experience within an AIFM environment.
• Have strong knowledge of AIFMD, with exposure to MiFID II, UCITS and SMCR beneficial.
• Be proactive, organised and confident taking ownership of their work.
• Have strong communication, analytical and research skills.
• Be comfortable working in a fast-paced environment and managing multiple priorities

Job Offer

• £55,000+ salary
• Permanent, full-time position based in London.
• Broad exposure across compliance monitoring, regulatory change and advisory work.
• Opportunity to develop your career within alternative asset management.
• A varied, hands-on role with the opportunity to take ownership and add value.

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