We are currently working with a growing London-based compliance consultancy t hat is looking to hire a senior compliance expert into itsRegulatory Hosting team.
The role has a strong client-facing focus, with responsibility for a portfolio ofAppointed Representatives, including compliance monitoring and reviews, regulatory advice, financial promotions, regulatory change and ongoing oversight.
It’s a broad role with ample autonomy and exposure to alternative investment managers, and would suit someone who enjoys both the technical and relationship-management sides of compliance
Extensive asset management compliance experience is essential , likely to include knowledge of regulatory hosting
#J-18808-Ljbffr
Full job description from WhatJobs. Apply for this role →
London
We are supporting a leading global investment management firm with the appointment of a Senior Compliance Associate to join its Private Markets…
Explore: Specialist jobs in London
Worked with Verifera as a candidate or employer? Your honest review helps the next person trust verified hiring.