We’re working with a leading global trading and investments platform seeking a Compliance Manager to join their team on an initial 6 month contract . This role is ideal for someone with a background in central compliance or compliance advisory ideally within a trading environment and will be paying circa £100k + benefits .
Key Responsibilities
Oversee compliance for financial promotions, advising on campaign approvals and communications.
Support implementation of Consumer Duty principles and related conduct requirements.
Develop, review, and enhance compliance policies, frameworks, and training initiatives.
Advise on regulatory issues, complaints handling, and client money (CASS) matters as required.
Key Qualifications
Strong experience in central or advisory compliance within financial services, ideally trading, brokerage, or fintech.
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