Senior Compliance Associate: Trade Monitoring & Risk
A leading financial services firm in the UK is seeking a Senior Compliance Associate to join their Compliance Team.
A leading financial services firm in the UK is seeking a Senior Compliance Associate to join their Compliance Team. This full-time position involves monitoring trades for compliance with local regulations, supporting the Risk and Compliance Team, and performing various compliance tasks. The ideal candidate will have at least 3 years of experience handling compliance issues, preferably in algorithmic trading, and familiarity with Market Abuse Regulation (MAR). Immediate availability is preferred.
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A leading financial services firm in the UK is seeking a Senior Compliance Associate to join their Compliance Team.
London
Our client is an institutional asset manager based in London.
London
Referment is working with a global options market maker that provides liquidity across equity, fixed income, commodity and FX derivatives markets.
I am looking for a compliance officer to support market-making activities across multiple asset classes, with a focus on surveillance, advisory, and…
England
I am looking for a compliance officer to support market-making activities across multiple asset classes, with a focus on surveillance, advisory, and…
London
Trading Compliance ensures the firm's trading activity is effectively supported through close engagement with the front office, the delivery of…
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