In this role you support Investment Directors by managing client portfolios, delivering tailored investment advice, and servicing a growing private client book. You will liaise with clients, provide portfolio updates, and ensure compliant, well-documented relationships. You’ll participate in trading decisions and investment discussions, helping to grow the charities client base while aligning with the firm’s investment process and regulatory standards. This is a collaborative, growth-focused opportunity at a historic UK wealth manager.
Pay / Benefits
Holiday: 26 days
Pension scheme
Private Medical Insurance
Life Assurance: 4x salary
Income Protection: 75% of salary
Incentive scheme
Responsibilities
Liaise with clients to provide investment reports and updates
Give appropriate investment advice aligned with client needs and regulatory policies
Document client relationships and maintain up-to-date KYC information
Participate in day-to-day trading and ensure trades are suitable for clients
Understand and engage with the firm’s investment process and research output
Attend meetings to facilitate investment decision making
Participate in tender processes/beauty parades to grow the client base
Ensure operations comply with FCA rules, AML checks, suitability, and preventing market abuses
Support delivering Treating Customers Fairly and regulatory requirements under SMCR
Key requirements
Level 7 Chartered Wealth Manager or equivalent
strong interest in financial markets
strong technical abilities and communication skills
ability to work collaboratively to support growth of the Charities team
experience with private client portfolios or advisory roles
focus on delivering high service levels to clients
strong communication and presentation
client-focused service orientation
team collaboration
investment process understanding
portfolio management/ trading
compliance and regulatory awareness (FCA, AML, suitability)
We use essential cookies to make this site work. With your permission we would also like to use the optional cookies below. Nothing optional is set until you choose, and you can change your mind at any time from "Cookie settings" at the bottom of every page. Cookie policy.
Essential — keep the site working and secure, and remember the choice you make here. Always on.