Home / Jobs / Senior Legal Counsel - Regulation, Markets, and Wealth
Senior Legal Counsel - Regulation, Markets, and Wealth
LondonSource: WhatJobs
See advert for pay
Overview
Senior Legal Counsel for the EMEA legal function at CMC Markets, advising on digital assets, corporate transactions, markets, and financial services regulation. You will partner with leadership to balance risk with speed, shape regulatory responses, and support front-office initiatives across trading, product, and strategy. The role spans crypto offerings, wealth management, and cross-border regulatory matters, combining technical legal excellence with commercial judgment. You will lead and develop the EMEA legal team and engage regulators to enable growth and responsible innovation.
Responsibilities
Act as deputy to Head of Legal (EMEA) and provide strategic legal guidance to senior management
Lead legal support for digital assets including crypto and tokenised products, ensuring regulatory perimeter awareness
Offer high-level regulatory advice on MiFID II, FCA Rules, EMIR, and wealth services; facilitate regulator engagement
Advise on structuring and disclosures for wealth management products and client journeys with governance and suitability
Lead and execute corporate transactions (acquisitions, disposals, JVs, minority investments) and oversee lifecycle
Support trading, product, and platform teams on legal structuring of new instruments and liquidity arrangements
Oversee risk governance, external counsel usage, and legal spend; contribute to policy development and controls
Drive cross-functional alignment between Legal, Compliance, Risk and business units
Mentor and develop the EMEA legal team and ensure front-office collaboration
Support expansion into new jurisdictions and licensing strategies
Key requirements
Qualified lawyer in England & Wales (or equivalent common law jurisdiction)
15+ years post-qualification experience
Top-tier international law firm training; significant in-house financial services experience
Experience in broker, trading platform or fintech environments
Strong commercial instinct and ability to support revenue-generating teams
Front-office-facing experience and stakeholder management at board level
Proven leadership and team development capability
strong commercial instinct
excellent stakeholder management
leadership and team development
Regulatory expertise (MiFID II, FCA Rules, EMIR, MiCA cross-border)
Digital assets regulatory perimeter and product structuring
Client disclosures and governance for wealth products
We use essential cookies to make this site work. With your permission we would also like to use the optional cookies below. Nothing optional is set until you choose, and you can change your mind at any time from "Cookie settings" at the bottom of every page. Cookie policy.
Essential — keep the site working and secure, and remember the choice you make here. Always on.