Hybrid/Remote Compliance File Checker: Elevate Advice

Glasgow Source: WhatJobs
See advert for pay

IDEX Consulting Ltd is seeking an experienced Advice/Compliance File Checker to join our established financial services client network in the UK. The role involves reviewing Adviser files, suitability reports and recommendations to ensure they are compliant and meet regulatory standards.

You will provide clear, constructive feedback to Advisers and support high-quality advice with a strong focus on client outcomes, risk management and continuous improvement.

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Full job description from WhatJobs. Apply for this role →

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